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Director of Compliance

  • Date Posted September 14, 2020
  • Location Boston, MA
  • Job Type Direct
  • Job ID 16266

Compliance Director – Family Office

Location: Boston, MA

Compensation up to $180k base + bonus and great benefits!

A fast-growing family office actively seeks a Director of Compliance. This is a highly visible and responsible role operating in a fast-paced, high quality, and team-oriented professional environment. This role requires an experienced leader with a track record of success in implementing or enhancing all compliance functions.

Overview:

You will oversee the compliance responsibilities for the RIA family office business while managing all regulatory & legal business matters. The successful candidate will also manage the institutional compliance & regulation programs in the US UK/EU and you will work with a compliance consultant. You will lead the SEC examinations while managing the effective interface with outside counsel and compliance consultant.

Qualifications:

The successful candidate should have at least 5-10 years of progressive, high-quality experience working in RIA compliance. Candidates should also possess working knowledge of fiduciary matters relating to investment management/advisory.

To be considered, please send your resume to Mike atmdaley@daleyaa.com.
Michael J. Daley, President
Direct: (617) 832-2050