Portfolio Guideline Monitoring Analyst

We are currently seeking candidates for a Portfolio Guideline Monitoring Analyst at an investment firm with a location in Downtown Boston, MA 02111. The ideal candidate will have a minimum 1-3 years of investment management experience in the financial services and/or asset management industry(s).

This is a temporary role (est. 6 months) and will pay up to $35.00 per hour (based on relative work experience) within a 40-hour work week.


Primary Responsibilities:

  • Will focus on providing support to investment teams, to ensure that investment transactions and holdings are compliant with client guidelines and regulatory requirements
  • Will be part of the team that i) Reviews Investment Management Agreements, evaluates client guidelines, and maintains the guideline monitoring system, Sentinel, ii) performs real-time, pre-trade support with investors, and iii) resolves post-trade incident exceptions generated from Sentinel
  • Will work collaboratively with other Guideline Monitoring Analysts, as well as other internal teams, specifically our Global Relationship Teams, Product Management and Portfolio Management, to develop a deep understanding of investment strategies relative to client guidelines and regulatory requirements


  • Bachelor’s Degree (preferably in Finance)
  • 1-3 years of investment management experience (fixed income preferred)
  • Prior experience working with Custodian Banks and/or Investment Manager
  • Team player with a strong focus on getting the job done within established strict timeframes
  • Must be proficient in Microsoft Excel


For immediate consideration, interested and qualified candidates please forward updated resume in a Word document to: hgorman@daleyaa.com.


Key words: Fund Accountant, Custody, foreign exchange, asset control, reconciliation, custodian bank, Investment Operations Analyst, trade settlement, portfolio accountant, 40 Act


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