Investment Compliance Analyst

We are currently seeking candidates for an Investment Compliance Analyst at an investment firm based in Downtown Boston, MA, 02111. The ideal candidate will have 4+ years of investment management, financial services or industry-related compliance experience.

This is a temporary role (est. 6+ months with possibility of extension) and will pay up to $48.00 per hour (based on relative work experience) within a 40-hour work week.



  • Prepare monthly compliance reports, quarterly board reports, and other relevant reports, and review reports prepared by others
  • Review and comment on the current prospectus, statement of additional information, investment advisory agreement, and Declaration of Trust or Articles of Incorporation for each fund or account.
  • Update and review all compliance testing for any changes to current fund or account investment objectives and policies
  • Ensure funds and accounts comply with applicable rules and regulations



  • Bachelor’s Degree
  • 4+ years of investment management, financial services or industry-related compliance experience
  • Proficient in Charles River Development and able to create rules in the system
  • Must be thorough, detail-oriented, persistent, self-motivated, and able to function with a high degree of independence and accuracy.
  • Must be able to work on multiple projects while meeting competing deadlines.
  • Must be proficient in Microsoft Excel


For immediate consideration, interested and qualified candidates please forward updated resume in a Word document to:


Key terms: 1940 Act Funds, UCITS, ERISA, Canadian Pension Limitations, National Instruments 81-102, IRS 851 & 817h, the Investment Adviser Act


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